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Browsing by Author "Sarasti Caicedo, Diego Fernando"

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    Diseño del programa de auditoria con enfoque en riesgos para evaluar la efectividad del sistema de control interno de la gobernación del Valle del Cauca
    (Universidad Santiago de Cali, 2020) Sarasti Caicedo, Diego Fernando; Astudillo Villegas, Ricardo (Director)
    The objective of this study is to make a methodological proposal for the elaboration of the Internal Audit Plan with a risk approach for the Office of Internal Control of the Valle del Cauca Government, and to make available the tool that allows the evaluation of the System Institutional Internal Control. An Excel instrument was applied to assess the knowledge that the responsible officials or process leaders have regarding the components of the Internal Control System. With the results, a proposal was made so that when preparing the audit plan with a risk approach, the Evaluation of the Internal Control System would be integrated and its level of maturity would be known. The systematic review of the applicable regulations and the institutional methodology established by the Administrative Department of the Public Function - DAFP was made, the risk management system implemented in the entity was reviewed and the Audit Programs of the 2016-2019 periods, formally approved by the Coordinating Committee of the Integrated Management System.The main result of this study is that the Office of Internal Control does not have a Planning of the Internal Audit function of Management focused on risks that allows knowing the level of performance and effectiveness of the Internal Control System, the existing Audit Plan only It allows evaluating the execution of the plan.

Higher Education Institution subject to inspection and surveillance by the Ministry of National Education.
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